A Dream of Qingshan Illumination--A Brief Account of Professor Gao Mingqi's Criminal Law Thoughts

□ Zhao Bingzhi, Wang Xiumei, Du Fu, Gao Mingyu, Professor of Criminal Law, Mr. Gao Minglu, a master of Qingshan Xi Lighting, enjoys a high reputation in the field of law and international law in China. He is a famous contemporary jurist and legal educator in China, and the main founder and pioneer of criminal law in China. By. For half a century, accompanied by the birth and development of the new Chinese criminal law, Mr. Gao has always pursued the dream of the rule of law. His path of study is rough, firm, ordinary and brilliant. The creation, progress, development and prosperity of Chinese criminal law Dedicated to his efforts, condensed his wisdom. Mr. Gao’s scholarship is known for his rigorousness. He has been writing and writing for decades, and has published more than 70 professional writings (including monographs, co-authors, and editors) and more than 200 papers.

His criminal law has laid a solid foundation for the construction and expansion of the discipline of Chinese criminal law, shining the wisdom of wisdom, and is a master of criminal law. As the first doctoral tutor in criminal law in China, at the same time of academic research, Mr. Gao is based on the life essentials of "science is my life, education is my cause", preaching and teaching, awarding post-study, cultivating for China. A large number of outstanding legal talents. In addition, Mr. Gao has served as the head of the Faculty of Law of Renmin University of China, the director of the Faculty of Law School, the member of the Disciplinary Review Group of the State Council Academic Degree Committee, the Convener of the Law School, the Director of the International Criminal Law Institute of Renmin University of China, and the Vice President of the Chinese Law Society. He is the president of the Institute of Criminal Law of the Chinese Law Society, the honorary president, the vice chairman of the International Association of Criminal Law and the chairman of the China Chapter.

I. Jinde’s practice in 1928, Mr. Gao was born in Zhejiang Yuhuan on the coast of the East China Sea. Adolescents were influenced by the father who made the push, and Mr. Gao read many books related to the law. After graduating from high school, he was admitted to Zhejiang University Law School. During the university, the extensive books and hard work made Mr. Gao a leader among his peers and won the appreciation of Mr. Li Haope, the dean of the law school. In 1949, "2003.2 colleges and universities theoretical line liberation, Zhejiang University Law School was suspended, and Mr. Gao transferred to the law department of Peking University to continue his studies. After graduating from the university, he was sent to the law department of Renmin University of China to study for graduate students. In August 1953, After nearly two decades of hard work, Mr. Gao resolutely chose the profession of law teachers as a new starting point for his life.

The choice of academic path means choosing a path of loneliness and poverty. Since then, Mr. Gao has had an indissoluble bond with the cause of Chinese criminal law. Every step of his study has confirmed the development track of Chinese criminal law. As early as 1964, Mr. Gao had combined his experience in studying the 33rd draft of the Criminal Law draft and compiled the "Minutes of the Criminal Law of the People's Republic of China". After the promulgation and implementation of the Criminal Law in 1979, he slammed the manuscript and revised it in time. In 1981, Mr. Gao’s first monograph, "The Birth and Birth of the Criminal Law of the People's Republic of China," was published by the Law Press. The book accurately explains the legislative purposes of the 1979 criminal law provisions, and comprehensively describes the different opinions in the legislative process, showing the difficult course of the first criminal law of New China from grassroots to enactment. This is the first monograph on criminal law published in China after ten years of unrest. It provides important information for the teaching, research and criminal justice practice of criminal law. Its influence has been extended to this day and has become an important research in criminal law. In October 1986, Mr. Gao’s second monograph, “General Principles of the Criminal Law,” was put to the lead. In November 1986, the "Summary of New China's Criminal Law Research" edited by Mr. Gao was published. This is the first comprehensive and comprehensive curriculum of the law in China, and it has been summarized and summarized for the review of other legal disciplines. model. In 1988, the "Theory and Practice of the Criminal Law of New China" edited by Mr. Gao and Professor Wang Zuofu met with the readers. This monograph systematically and deeply explored many important topics in the theory of crime, punishment and crime. It has created a precedent for the special research and demonstration of criminal law. In 1989, Mr. Gao and Professor Mark Chang jointly edited the textbook "Chinese Criminal Law" of the colleges and universities. This textbook is very pioneering and far-reaching. In 1992, it won the second prize of the Excellent Excellent Textbook of Chinese Ordinary Higher Education. In 1993, Mr. Gao edited the "A Brief History of New Chinese Criminal Law Science", which filled a gap in the study of the development history of criminal law in New China. In June 1994, Mr. Gao’s third monograph, Research on Criminal Law Issues, was published. This book brings together his long-term experience and research on criminal law research. It is of great significance to the construction of criminal law, criminal legislation and criminal justice practice in China. Guidance and promotion. In October 1994, the three volumes of the legal masterpiece "The Principles of Criminal Law" edited by Mr. Gao were published. This is a result of the key projects of the National Philosophy and Social Science Planning. After more than ten years of research, it has been set up since the founding of New China. The essence of the basic theory of criminal law research, especially the comprehensive, systematic, in-depth and creative research summary of criminal legislation, justice and theory since the reform and opening up, profoundly explored the basic principles, systems, principles and development of criminal law. The rules and new experiences. In 1995, the book won the first prize of “The First Outstanding Achievement Award of the National Higher Education Institutions for Humanities and Social Sciences” with its high-grade academic level and outstanding practical value. In 1996, it won the second prize of the National Book Award and the Second National Book Award. In 1998, Mr. Gao and Professor Zhao Bingzhi co-edited the "New China Criminal Law Legislation Overview" (upper, middle and lower volumes - published, this is one of the most systematic, detailed and complete works on criminal legislation in China, including Since the founding of the People's Republic of China in 1949, various criminal legislation documents, previous criminal law drafts, single criminal law and subsidiary criminal law have demonstrated the historical development track of criminal legislation in New China and are an indispensable tool for studying criminal law legislation in China. The editor-in-chief of the National Social Science “Ninth Five-Year Plan” key project “New Economic Crime Research” was published. This monograph comprehensively, systematically, deeply and meticulously studied the judicial application and legislative improvement of certain economic crimes. A masterpiece of research on economic crime.

Second, the heart of the legislation, suggestions, advice, criminal legislation is one of the basic projects of legal system construction, the formulation and improvement of the criminal code is the basis of a country's criminal legal system. Every legal researcher has a responsibility to contribute to the country's rule of law. Since the youth of Fenghua Zhengmao, Mr. Gao has participated in the national criminal legislation creation activities for nearly half a century, and has contributed a lot to the criminal legislation work in China, and gradually formed a complete set of construction theories about the formulation and revision of the criminal code.

(I) Basis on criminal legislation Before the passage of the Criminal Code, although the majority of criminal law practitioners and theoretical workers demanded a comprehensive revision of the criminal law and the formulation of a new criminal code, some scholars advocated continuing to adopt a single line. The criminal law and the subsidiary criminal law supplement and modify the criminal code, and it is not appropriate to "great reform." In this regard, Mr. Gao is far-sighted and believes that the time for comprehensive revision of the criminal law is mature. It is not only necessary to comprehensively amend the criminal law, but also feasible. There are many favorable conditions: (1) The Standing Committee of the National People's Congress has included the revision of the criminal law. The work plan and preparation work have laid a good foundation for the comprehensive revision of the criminal law. (2) The criminal law and the subsidiary criminal law supplemented by the criminal law and its amendments have been repeatedly tested in different periods and different degrees of judicial practice, which are legislative defects and Insufficient and crux problems have been fully demonstrated. In addition, the ''two highs' have made a lot of investigations and studies on the comprehensive revision of the criminal law. They also made many judicial interpretations on practical problems, which provided for the revision of the criminal law. Rich experience. (3) Criminal law experts and scholars in the Department of Political Court and Law Research Institute have conducted serious research on the revision of the Criminal Law for many years and published the theoretical front line of 203.2 colleges and universities!

And published a lot of research results. (In the fifteen years of criminal legislation, the provisions of criminal law can not be in conflict with the Constitution, but must implement the basic principles and basic spirit of the Constitution; must proceed from reality, based on the national conditions, people's feelings and sins of the country, pay attention to Summarize and reflect the successful experience of China in combating crimes, prevent possible loopholes and mistakes; criminal legislation should reflect the basic criminal policy of combining punishment with lenient in China, and use this policy to guide and coordinate the legislative content; criminal legislation should pay attention to Science, political theory, economic theory, legal theory. ("The valuable experience of criminal legislation work, learning Peng Yuwen's election" Mr. Gao believes that in the criminal legislation work, we must adhere to four principles: First, the concentration of legislative authority The principle of sex, that is, the legislative power of criminal law must be exercised by the National People's Congress and its Standing Committee. Local people's congresses at all levels and their standing committees, administrative organs at all levels, and judicial organs have no power to enact and promulgate criminal laws. Of course, for the nation According to the provisions of the Constitution and the Criminal Law, the autonomous areas are based on the actual conditions of the local ethnic groups. The modifications or supplements to the crime and penalties should be allowed, but must be submitted to the National People's Congress Standing Committee for approval before they can be implemented. Second, the principle of consistency of legislative thinking. That is, whether it is the criminal code or the single criminal law It is necessary to maintain the inherent unity of legislative thinking. It is necessary to pay attention to the consistency of legislative purposes, but also to pay attention to the consistency of basic principles, but also to pay attention to the consistency between different laws and regulations. Emphasis on the consistency of legislative ideas is to reduce legislative contradictions. To ensure the overall effectiveness of criminal legislation. The third is the principle of the necessity of legislative content. That is, the content of criminal legislation must be mature and indispensable. If it is not required, it must be resolutely abandoned; The advanced nature of the advancement can not be missed. The fourth is the principle of diversity of legislative methods. That is to say, criminal legislation can be varied in form, including criminal code, single-line criminal law, and subsidiary criminal law in non-criminal law. (Gao Mingxi, Jiang Wei*, "Preliminary Study on the Legislative Principles of Special Laws of Criminal Law", containing "Legal Studies on Criminal Legislation" The technical criminal legislation is a profound study. It is not enough to have policy guidance and theoretical integration. In the formulation and revision of criminal law, legislative technology is very important. Based on years of legislative experience, Mr. Gao believes that in legislative technology On the aspect, we must pay attention to the following four questions: First, the formulation should be clear. That is, the written expression of the legislative content must be unmistakable, not vague, ambiguous, confusing and ambiguous. Second, the term should be unified. The term should be legal and criminal, so that the concept is clear, the meaning is clear, the standard is standardized, and it is concise and easy to understand. It is necessary to avoid political slogans, proverbs and other non-legal languages ​​in the criminal legislation. The third is to distinguish the boundaries. Make a clear distinction between sin and non-crime, this crime and the crime of sin, coordinate the relationship between the internal provisions of criminal law, pay attention to the matching and connection between criminal law and administrative, economic and civil laws. Fourth, the content should be feasible. Facilitating the civic law and the law enforcement of the judiciary, can not make people have no way to deal with the law. If there is law is not easy to use (Ibid.) In the process of comprehensively reforming the Criminal Code, he further pointed out that the 1979 Criminal Code adopted the "legitimate and should not be fine" and "Ning Shudu" because of the historical conditions and legislative experience at that time. "tight" approach. In the comprehensive revision of the Criminal Code, lessons should be learned from it, and there should be a major improvement in legislative technology. Specifically, the Criminal Code should be scientific in nature, both in terms of the structure of the articles and the expressions of the articles. It should be as simple, specific, and rigorous as possible, and practical for practical use. First, a title should be established before each article. The content of the article is generally stated; the title of the sub-category is also the crime. Second, in principle, the sub-rules should adopt a stipulated method of sin, which is convenient for distinguishing the boundary between a sin and a number of sins, and helps to determine the sin and sentence. Third, in the expression of crimes, the method of simple crimes should be used as little as possible, and the way of narrating crimes should be used. The description of crime characteristics should not be general or vague, and strive to be clear and specific. Fourth, we must pay attention to the balance between various statutory penalties.

Serious crimes and misdemeanours are significantly different in statutory punishment; crimes with similar harmfulness should also be roughly similar in statutory punishment. For criminal provisions with a statutory co-opetition relationship, the penalty for special law should be heavier than ordinary law, and at least not lower than ordinary law. ("Review and Prospect of Criminal Legislation in China in the Past Fifteen Years") (IV) Directions for the Amendment and Improvement of Criminal Legislation The revision of criminal law is a serious task. It cannot be carried out rashly, and a lot of investigations must be done, especially in In the guiding ideology of the revision of the criminal law, Mr. Gao believes that four aspects must be emphasized: First, it is necessary to adapt to the need to establish a new socialist commodity economic order, protect the legitimate development of various forms of ownership, and punish criminal activities that destroy various economic components. Second, we must keep up with the pace of building socialist democratic politics and use criminal law to eradicate various malpractices and corruptions in our country's political life, and make our political system and political life more democratic and scientific. The third is to sum up the rich experience since the implementation of the criminal law and to absorb it into the criminal code. Fourth, we must pay attention to the general trend of criminal law reform in various countries in the world, and draw on and absorb the successful examples of foreign criminal legislation and the useful experience of criminal justice. ("Slightly on the Guiding Ideology of Criminal Law Amendment", which contains the direction of the "Legal" 2003.2 theoretical front on the improvement of criminal legislation. Mr. Gao believes that there are four main aspects: First, in the fight against the criminal law, it should focus on punishing the serious economy. Crimes and crimes that seriously endanger public security. Second, on the basis of conviction and sentencing, it should be changed from behavioral social harmful centralism to behavioral social harm and taking into account the personal danger of criminals. Third, in the penalty system, It should be changed from a stricter and more closed penalty to a moderately and openly penalized sentence. Fourth, in the scope of application of crimes, it should focus on domestic crimes, and also on international crimes and transnational and cross-regional crimes. (Gao Mingxi, Zhao Bingzhi, Wang Yong! "An important issue in the improvement of the criminal code system structure is an important issue in the criminal code is to pay attention to the reasonable arrangement of the system structure. Mr. Gao believes that in the general provisions of the criminal law, the 1979 penal code general It is divided into five chapters and can be adjusted into six chapters: the first chapter is "the basis and principle of criminal law", which mainly clarifies the basis for the formulation of criminal law.

This chapter should stipulate universal jurisdiction and how it applies to Hong Kong, Macao and Taiwan compatriots in the Mainland (Mainland). The third chapter "crimes and criminal responsibility" includes criminal acts; age of criminal responsibility; criminal responsibility; intentionality and negligence of crime; form of criminal cessation; joint crime; unit crime. The fourth chapter is "legitimate behavior." The fifth chapter is "penalty." The sixth chapter is "Criminal Law Terms."

The system structure of the Criminal Code should be improved. Mr. Gao believes that: (1) The “counterrevolutionary crime” in the original criminal law should be renamed as “crimes against national security”. (2) The chapter on the crime of undermining the socialist economic order can be divided into several chapters, such as crimes against modern enterprise management, crimes against fair competition, financial crimes, tax nuisances, and so on. (3) The chapter on the violation of personal rights and democratic rights is originally two similar objects. It should be divided into two chapters: the crime of infringing on the personal rights of citizens and the crime of infringing citizens' democratic rights. (4) At the same time as the chapter on the crime of infringement of property, a special chapter on the crime of infringement of intellectual property rights may be added. (5) The chapter on the crime of obstructing social management order can also be divided into several chapters, such as the crime of obstruction of the judiciary, the crime of nuisance of the state (side), and so on. (() In order to strengthen the building of a clean government and oppose corruption, it is necessary to classify the crime of corruption and bribery as a chapter. (7) The crime of violation of duties by military personnel should be included in the Criminal Code in order to maintain the integrity of the criminal code system. "On the line", in the "Law" (Shenzhen) 1994 trial report No. 2; "Review and Prospect of Criminal Legislation in China in the Past Fifteen Years", containing the "Explanation of the Penalty for the Penalty of the Law" Mr. Gao believes that in the comprehensive revision of the Criminal Code In the case of the statutory penalty for criminal detention, it is generally possible to consider adding a single penalty as an alternative punishment. Regarding the amount of fines, Mr. Gao believes that the combination of general rules and sub-rules should be adopted. Means: The general rule stipulates the lower limit and the sub-rule stipulates the upper limit; the amount of the fine is reflected in the crime, and there should be a big difference between economic crimes and non-economic crimes; reflected in the criminal liability subject, there should also be some crimes against unit crimes and natural persons. Different. (Gao Mingwei, Zhao Bingzhi, Wang Yong: "On the Improvement of Criminal Legislation in China") Mr. Gao's specific ideas on perfecting the criminal law, except for the above main parties In addition to the problems, there are other aspects, such as: (1) On the abolition of the crime, it is recommended to change the crime of collective production to the crime of destroying production; to cancel the crime of "smashing and looting" and the crime of stealing precious cultural relics. 2) On the increase of crimes, it is recommended to increase the crime of hijacking of vehicles, the crime of embezzlement, the crime of robbing guns and ammunition, the crime of destroying mineral resources, etc. (Gao Mingxi, Mo Kaiqin: "On the Crime of Copyright Infringement", containing "Legal and Social Development" 》 199 (Reproduction of crimes, crimes of counterfeiting other people's works and plagiarism works. (4) Regarding the decomposition of the three "pocket crimes", it is proposed to cancel the illicit crime of speculation and the guilty of the offence. The content has been sorted out, and it has been included in the crimes of differentiated crimes or the crimes of illegal business operations and crimes against the market. The crimes of rogues have been abolished and broken down into crimes of gathering people, finding troubles, forcing defamation, and gathering crimes of fornication. Adjusting the composition of dereliction of duty, adding offences of abuse of power, overstepping powers, deliberate renunciation of duties, etc., causing negligence Caused by swollen swelling. ("On several issues of criminal law reform in China", featuring the new criminal code. Mr. Gao believes that the criminal code promulgated in 1997 is to rule the country according to law, build a socialist country ruled by law, and maintain social stability. The objective needs of the construction of a socialist market economy. He believes that the Criminal Code has been in existence for 18 years since its establishment in 1979. During this period, criminal offences have presented many new features and forms, and the original criminal law is not comprehensive and perfect. It is imperative to comprehensively amend the criminal law, respond to new forms of crime, and make changes to some systems. (Wang Songmiao: Mr. Gao believes that the new criminal code reflects the "three strictes" in the legislative content and spirit, that is, the strict law network, strict The system is strictly punished. The so-called strict law network means that the new criminal code stipulates quite complete crimes, with a total number of more than 400 kinds, which comprehensively reflects social politics, economy, military, education, science and technology, culture, health, The actual situation of various crimes that occur in all areas of life of marriage and family. The so-called strict system 203.2 theoretical warfare of colleges and universities refers to the new criminal code on the basis of summing up the 17 years of experience in the implementation of the criminal law in 1979, on a series of systems, especially the personal jurisdiction system, the legitimate defense system, the sentencing system (such as discretionary mitigation, recidivism) Probation and execution systems (such as regulation, deprivation of political rights, and commutation, parole, and time-effects have made more stringent regulations. The so-called severe punishment means that the new criminal code firmly resolutes those who seriously endanger national security and seriously endanger public security. And crimes that seriously undermine the economy are listed as severe punishments. (Zhang Dan: Ming Wei: "On the "Three Stricts" of the revised Criminal Law", containing the "Political and Political Forum" III. Some macroscopic issues of the theory, Mr. Gao has repeatedly published his own views: the research object of criminal law is what is the research object of criminal law, and there are many opinions in the academic circles.

Mr. Gao believes that criminal law is the science of studying criminal law and its criminal, criminal liability and punishment. ("A Brief Discussion on the Objects and Methods of Criminal Law Research", published in the "Journal of the Central Political and Legal Management Cadre College", 1992), criminal liability as a research object of criminal law, is a pioneering work in the field of criminal law in China. Mr. Gao believes that crime, punishment and criminal responsibility are three concepts that cannot be replaced. Criminal responsibility is the link between crime and punishment, and should be an indispensable part of the criminal law system.

Research Methods of Criminal Law Criminal law is a profound and profound departmental law. The study of criminal law should adopt various methods and explore from different aspects. Only in this way can the study of criminal law be deeper and richer. Mr. Gao clearly stated that the following four methods should be used in criminal law research: First, the method of analysis. That is to explain and explain the criminal law norms, especially the comprehensive application of qualitative analysis and quantitative analysis methods. Second, the method of comparison. That is to say, from a macro perspective, the criminal law system, the legislative characteristics, the criminal law principles, the criminal law system, the criminal law thought, and the criminal law theory of different legal systems and different countries are compared horizontally; or from a microscopic level, a specific system, specific regulations, specific problems, and specific Perspectives are compared horizontally. The purpose of comparative research is to broaden the research horizon, enhance the understanding of criminal legislation, judicial practice and criminal law theory in various countries, and analyze the right and wrong, review the advantages and disadvantages, sum up experience, learn lessons, and better obtain regular understanding. However, comparative research must obtain a large amount of information as a premise. It is not possible to rely solely on a scale, a half-paw, and a slogan, and to conclude that "2003.2 college theoretical fronts sum up the experience of the predecessors, judge the right and wrong, take the essence, go to its dross, borrow ancient Fourth, the theory and practice method. That is, the criminal law theory should pay great attention to the experience of judicial practice, constantly discover new situations, solve new problems, and guide judicial practice. Only by adhering to the combination of theory and practice can criminal law research be The branches are leafy and evergreen.

(The same as the guiding ideology of criminal law research, criminal law is a very strong class science. Therefore, criminal law research must be guided by Marxism-Leninism Mao Zedong Thought. Through the in-depth study of Marx, Engels, Lenin and Mao Zedong Thought, Mr. Gao believes Their thoughts have universal guiding significance for the study of criminal law: (1) The idea of ​​the people's democratic dictatorship helps to distinguish between the enemy and the friends, distinguishes the importance, determines the attacking edge of the criminal law, and more effectively punishes the crime and protects the people. The idea of ​​the economic foundation and the dialectical relationship of the superstructure helps determine the functions and tasks of the criminal law, and better exerts the role of the criminal law in defending and promoting the construction of the four modernizations. (3) The idea of ​​combining punishment with leniency, Help to treat differently, distinguish between the master and the slave, punish the evil and promote the good.

(4) The idea of ​​investigating and researching, seeking truth from facts, and proceeding from reality can make criminal legislation and criminal law theory practical, with fewer errors or no mistakes. (Editor Gao Mingqi: Criminal Law (Revised, 17+3, Law Press, 1984 (4) The development of criminal law research under the conditions of market economy The establishment of socialist market economic system has triggered profound changes in all legal theories including criminal law in China. Under the conditions of market economy, criminal law How to develop research is a fundamental issue in the study of criminal law. Mr. Gao believes that it should break through the theoretical pattern of the past and surpass the existing academic level to explore new topics under the conditions of market economy.

From the perspective of the criminal law foundation, under the market economic system, with the diversification of economic relations, the breadth of criminal law adjustment has expanded - with the complexity of economic relations, the depth of criminal law adjustment has improved.

Under the conditions of market economy, the adjustment of criminal law is still necessary. Even under the planned economic system, the breadth and depth of its adjustment are even worse.

In terms of conception, the criminal law concept of market economy, as one of the important contents of the cultural value concept of market economy, must intrude through the basic spirit of market economy and cultural values, and be embodied in the unique way of criminal law. The basic content of the criminal view of the market economy is to scientifically establish the criteria for the identification of crimes. The fundamental content of the penalty view of the market economy is the social effect of pursuing punishment. To this end, we must pay attention to the fairness and utilitarianity of punishment. The fundamental content of the criminal law view of the market economy is to pay attention to the unification of the social protection function of the criminal law and the guarantee function of human rights. Therefore, the criminal law should strictly enforce the principle of legality of the crime.

In the criminal control mode, the basic concept of the relativeity of crime and the economics of punishment should be taken. It is necessary to break the concept of punishment and punishment of severe punishment, establish an optimal allocation of punishment resources and achieve the best effect of curbing crime. Criminal control model.

In criminal policy, we should reflect on the practice of focusing on the fast, and consider the appropriate adjustment of criminal policy.

Scientific reforms should be carried out in the criminal law mechanism. First, consider introducing a jurisprudence system to solve the problem of disconnection between criminal legislation and criminal justice.

Secondly, when the conditions are ripe, the mathematical criminal law and the computerized criminal law should be introduced to coordinate the relationship between conviction and sentencing. Finally, the execution penalty mechanism should be reformed to coordinate the relationship between sentencing and execution. ("Research on Criminal Law Issues", pp., Law Press, 1994) IV. Exploring theories and experiencing Mr. Poor Yuan Gao said that criminal law scholars should think independently, adhere to academic discussion, and have a high degree of scientific belief. There is no 'forbidden zone' in academics. You should be brave in exploring, dare to innovate, uphold the truth, and correct mistakes. * ("The Criminal Law Study of the Past Ten Years", in Legal Learning and Research, No. 3, 1989) As a scientific worker, he never stopped climbing to the peak of science; as an honest jurist, He never drifted with the tide.

For decades, he pursued the truth, explored the true knowledge, formed his own independent academic ideology, and published many insights, which is the true portrayal of his dedication to the spirit of scientific exploration.

Basic Principles of Criminal Law What are the basic principles of criminal law? What criteria should be adopted to determine the basic principles of criminal law? What are the basic principles that should be adopted in China's criminal law? These problems are not well solved by the criminal law scholars in China before the 1980s. After the promulgation and implementation of the Criminal Law in 1979, since the Criminal Code itself did not expressly stipulate the basic principles, it also caused controversy in the academic circles. In 1982, in the third chapter of Criminal Law, edited by his editor and division of labor, Mr. Gao clearly stated for the first time that the basic principles of criminal law must be specific to criminal law and run through the principles of criminal law. These principles include: the principle of a legally prescribed punishment for a crime, the principle of adapting to crimes and punishments, the principle of arrogance, the principle of opposing alliances, and the principle of combining punishment with education. Since then, these claims have been accepted by most criminal law books and are in a general status. The principle of the legality of a crime, the principle of adapting to the crime and the principle of equality of everyone in the criminal law, was established by the criminal law revised in 1997 as the three basic principles of criminal law in China.

China’s 1979 Criminal Code does not provide for the principle of a legally prescribed punishment for a crime. Regarding whether this principle should be established in the new criminal code, whether the Chinese criminal law should adhere to the principle of legality of the crime, there are different opinions in the criminal law academic circles. Mr. Gao believes that in the comprehensive revision of the criminal law, it is necessary to clearly stipulate the principle of criminal law and abolish the analogy system in the criminal law. The new criminal code shall stipulate the following or similar article: for acts that are not expressly stipulated as crimes in the conduct of the act, they shall not be convicted and punished. The significance of the statutory principle of stipulation of the principle of a crime is: First, it shows that China is a socialist country ruled by law; second, it protects the legitimate rights of citizens more comprehensively; third, it adapts to the international trend of progress. Professor Gao pointed out that in the criminal law, the principle of legality of crimes should be established. In addition to the abolition of the analogy system, the improvement of legislative techniques should be emphasized, especially the content should be clearly stated. ("On the establishment of the principle of criminal law in China's criminal law", containing "Chinese (2) on the evaluation criteria of crime and the theoretical model of criminal composition. What is the crime evaluation standard, what are the basic characteristics of crime, and what are the essential characteristics of crime? How to correctly distinguish the boundaries between sin and non-crime, these problems are based on how to establish the criteria for the evaluation of crimes. The understanding of these issues, Chinese and foreign criminal law scholars have different views, no agreement.

Based on the profound understanding of the criminal legislation spirit of our country and the in-depth study of the criminal theory, Mr. Gao believes that crime is a crime that endangers society, violates the criminal law, and should be punished by punishment. Certain social harm is the essential feature of crime, and it is the general standard for distinguishing between legal behavior and criminal behavior; criminal illegality is the legal characteristic of crime, and it is the legal basis for distinguishing between common illegal behavior and criminal behavior; The legal consequences that an act must bear are an indispensable basic feature of a crime. At the same time, it is pointed out that the three principles must be adhered to in the investigation and judgment of the harmfulness of behavioral society. First, it is necessary to examine it with a historical viewpoint and put a certain behavior under certain historical conditions to judge whether it is harmful to society. It is necessary to pay attention to the social harm of the same behavior from nothing, from nothing to nothing, from small to large and from large to small. Second, we must use a comprehensive perspective to examine, and we must not ignore all subjective and objective factors that affect the evaluation of social harmfulness. Not only do you see the tangible and material hazards of behavior, but you also need to see the harm that behavior brings to social politics and social psychology. The third is to examine with an essential point of view, not to be confused by the superficial phenomenon of things, and to easily make judgments with or without social harm. (Editor Gao Mingqi: Criminal Law (Revised), 17. Page, Law Press, 1984) The theoretical model of criminal constitution In the history of the development of criminal law, there have been two major criminal constitutional patterns. One is the criminal constitutional model of civil law countries. It is represented by Germany and Japan and can be called the “continental model”. This kind of crime constitutes a pattern consisting of the three elements of the stipulation (conformity), illegality and accountability of the elements of crime. It is characterized by the separation of the criminal constitution from the theoretical line of criminal responsibility 203.2. The other is the criminal composition model of the former Soviet Union and Eastern European countries. It is represented by the former Soviet Union and can be called the "Sudong model." This criminal composition model consists of four major elements: the object of crime, the objective aspect of crime, the subject of crime and the subjective aspect of crime. It is characterized by the combination of criminal constitution and criminal responsibility. The constitution of crime is the sole basis for criminal responsibility.

In the 1950s, the criminal law scholars in China were deeply influenced by the criminal law theory of the former Soviet Union. Mr. Gao made it clear that the idea of ​​denying the constitution of general crime is wrong. Establishing a scientific system of crime is not only necessary but also possible. However, the establishment of the criminal constitutional model must not only learn and learn from the existing criminal constitutional patterns, but also must not be completely copied. It must also conform to the reality of criminal legislation in China, and facilitate the judicial organs to handle specific cases, which will help the perfection of the criminal law theoretical system. And it must have Chinese characteristics.

In the criminal law school of China, Mr. Gao proposed the theoretical model of crime composition earlier. Mr. Gao believes that the constitution of crime is the organic unity of all subjective and objective elements necessary for the crime to determine the social harmfulness and extent of a specific act. These claims have been embodied in his criminal law works. (Editor Gao Mingqi: "Criminal Law", Chapter 1, Section 1, Law Press, 1982; Gao Mingwei: "General Principles of Criminal Law", Chapter 7, Tianjin People's Publishing House, 1988; Gao Minghao, Editor: "Chinese Criminal Law", Chapter 7 verse 1, Renmin University of China Press, 1989) When it comes to the reform of the criminal constitutional model, Mr. Gao believes that the formation of a theoretical system has been the result of years of exploration by countless people. The study of the theory of criminal constitution needs to be deepened, and some content needs innovation and perfection. However, it is not advisable to completely negate the current theoretical model. The reason is very simple. This model has been accepted by most people in the criminal law community. It has also experienced the application and testing of judicial practice in China for many years, which proves that it is relatively scientific and practical. Of course, certain aspects and specific problems need to be improved.

The basic type of causality about causality is a very important and complex issue in criminal law. The type of causality is the most basic problem in the theory of causality in criminal law. It directly involves the characterization of behavior and its criminal responsibility. In recent years, there have been two different views on the study of causality in China's criminal law academic circles. One is the inevitable causal relationship; the other is the inevitable accidental causality. Mr. Gao believes that causality, which is one of the objective foundations of criminal responsibility, is mostly an inevitable causal relationship; however, in some cases, even if there is only an accidental causal relationship between the act and the result, criminal responsibility should be assumed. Therefore, limiting the causal relationship in criminal law to the inevitable causal relationship is an overly absolute view.事实上,既然哲学上有必然性与偶然性之分,那么,为何2003.2高校理论战线在刑法学上否定偶然性呢所谓刑法上的偶然因果关系,无非是指某一危害行为产生某一危害结果,这一危害结果在发展过程中又与另外的危害行为或事件相结合,从而合乎规律地产生了另一结果,后面这一危害结果尽管不是前一危害行为必然导致的,它对于前一行为来说,可能出现,也可能不出现,可能这样出现,也可能那样出现,但是,它终于出现了。如果没有前一危害行为,无论如何这种危害结果也不会出现。

前一危害行为与后一危害结果之间的联系,就是偶然因果关系。(《刑法总则要义》,114*16页)高先生认为,在同时具备犯罪其他要件的前提下,行为与危害结果之间的偶然因果关系,有时会影响行为是否构成犯罪,有时则会影响量刑的轻重。总之,对这一问题的解决,既不能缩小也不能扩大行为人承担刑事责任的范围,要有利于准确地同犯罪作斗争。(《中国刑法学》,107页)(四)关于正当防卫的理论问题正当防卫是刑法中的一项重要制度。然而,对于正当防卫的特点、成立条件以及防卫过当行为的罪过等问题,我国刑法学界存在不少争论,司法实务中也存在不少疑难问题需要解决。高先生结合1979年刑法典的规定和司法实践,对正当防卫一系列问题进行了深入的探讨。

关于正当防卫的特点,高先生认为有二:(1)在客观方面,正当防卫是抑制或阻止不法侵害的行为,不具有社会危害性;()在主观方面,防卫人的行为目的是保护国家、社会和人民的利益,不具有引起危害结果发生的故意或过失的心理态度。

关于正当防卫与非正当防卫行为的界限,高先生认为,必须以具备实际起因、合适时间、正当目的、特定对象和必要限度五个条件为标准。这些条件就是正当防卫的规格和标准。对于正当防卫的成立来说,除了上述五个条件,不能再附加其他条件。高先生指出,以上述五个条件作为划分正当防卫与非正当防卫行为界限的标准,就可以认定实践中存在的假想防卫、防卫不适时、防卫挑拨、互相斗殴、抗拒依法逮捕或合法搜查、“黑吃黑”或“劫打劫”、“大义灭亲”、防卫过当行为等均不是正当防卫。(《中国刑法学》,107页)关于正当防卫的限度,是我国刑法学界长期争论的热点问题之一。高先生认为,从不同的角度来理解正当防卫的必要限度,有些观点并不是互相矛盾,彼此排斥的。客观需要说和必要说解决了何为必要限度的问题,而基本适应说则解决了如何确定必要限度的问题。如果能将二者有机地结合起来,就可以较好地解决正当防卫的必要限度问题。他认为,所谓正当防卫的必要限度,是指防卫人足以有效地制止不法侵害、保护合法权益所必需的限度。在具体判断防卫行为是否超过必要限度时,则要考虑不法侵害的强度、不法侵害的缓急和防卫行为所要保护的权益。(1%能用较缓和的手段制止不法侵害时,不允许采取激烈的防卫手段。但是,如果不采用激烈手段,就不能有效制止不法侵害时,则允许采用激烈手段。(2)对于明显不会立即危及人身安全或国家及人民重大利益的不法侵害,不允许采取重伤、杀害的手段进行防卫。(3)为了避免较轻的不法侵害,不允许防卫行为造成严重的危害后果。(《刑法总则要义》,154-158页;《论正当防卫的几个问题》,载湘潭大学法学院编:《湘江法律评至于防卫过当构成的犯罪,其罪过形式包括几种情形我国刑法理论界分歧较大。高先生指出,防卫过当中行为人的罪过,只是就防卫行为超过必要限度造成的危害后果而言,防卫过当的罪过形式是故意还是过失,关键就看行为人对自己的防卫行为超过必要限度因而造成不应有的那部分危害结果是否明知。实践中不能简单地因为防卫人伤了人造成重伤或死亡就定故意伤害罪,杀了人就定故意杀人罪,而要充分考虑到这里还有一个是否明知故犯的问题。司法实践中之所以多数定为故意犯罪,很少定为过失犯罪,主要原因是只看到防卫人实施行为是有意识的,对造成结果也是有意识的,于是便得出故意犯罪的结论,而缺乏对防卫人的行为是否超过必要限度,亦即是否会造成危害社会的那部分结果,做深入的心理上的分析。

如果对防卫过当的案件深入地而不是表面地进行心理分析,那就可以得出另外的结论,即多数防卫过当的行为构成过失犯罪,只有少数防卫过当的行为构成故意犯罪。(《论正当防卫的几个问题》)1997年修订后的刑法典对正当防卫制度作了重要修改。高先生认为,新刑法典第20条第2款将防卫过当成立的条件修改为“明显超过必要限度造成重大损害”,有利于保护防卫人的正当权益;同条第3款增设的对严重危及人身安全的暴力犯罪采用特殊防卫权的规定,更是为正当防卫者尤其是见义勇为者撑了腰打了气,有利于动员社会力量加强同违法犯罪作斗争。(高铭暄:《略论修订后刑法的“三严”》,载《政法论(五)关于共同犯罪人的分类问题对共同犯罪人的分类,在中外刑事立法和司法实践上,主要有两种分类方法:一种是按照共同犯罪人行为的性质和活动分工的特点,把共同犯罪人分为组织犯、教唆犯、实行犯和帮助犯;另一种是按照共同犯罪人在共同犯罪中所起的作用,把共同犯罪人分为主犯、从犯和胁从犯。高先生认为,上述两种分类方法,各有所长,也各有其短。前一种分类方法明确地显示了各共同犯罪人在共同犯罪中的分工情况,有助于根据各人犯罪的事实,正确地解决定罪问题。其缺点是不能体现各共同犯罪人作用的大小,没有圆满地解决量刑问题。后一种分类方法反映了各共同犯罪人在共同犯罪中的作用大小,有助于解决量刑问题。其缺点是未能很好地解决定罪问题。(《刑法问题研究》,195- 204页,法律出版社,1994)鉴于上述两种分类方法自身存在的优点和不足,为了取长补短,切合实际需要,早在上世纪60年代参与刑法的起草工作时,高先生就明确提出,应当以共同犯罪人在共同犯罪中的作用为主,并适当照顾共同犯罪人的分工情况,来建立共同犯罪人的分类体系。

他主张将共同犯罪人分为主犯、从犯、胁从犯和教唆犯四种。这种分类方法体现了区别对待的刑事政策,便于解决共同犯罪人的刑事责任。同时,由于教唆犯的情况比较复杂,不宜简单地一概列入主犯的范围,而应当按照其在共同犯罪中的地位和作用处罚。

关于法人能否成为犯罪主体的问题关于法人能否成为犯罪主体的争论,由来已久。

早在19世纪末期,英国法律中就有处罚法人犯罪的原则规定。20世纪初,英、美刑事立法中率先规定了法人犯罪及其刑事责任。但是,大陆法系的大多数国家,则恪守“社团不能犯罪”的罗马法原则,否认法人可以成为犯罪主体。

我国实行改革开放以后,自80年代初开始,企业事业单位进行的走私、套汇、制假贩假、行贿、受贿等违法犯罪活动日益猖獗,对经济秩序和社会安定造成的危害日益严重。但是,其时刑法上却不能找到对法人犯罪追究刑事责任的相应条文。在这种背景下,一些学者呼吁法人应当成为犯罪主体,对犯罪的法人及其直接责任人员,应当给予刑罚制裁。于是,在刑法学界引发了一场关于法人能否成为犯罪主体的论战。在这场学术之争中,高先生从犯罪构成、刑事责任理论2003.2高校理论战线"和刑事立法当时的规定上,论证了法人不能成为犯罪主体的观点。

高先生关于法人能否成为犯罪主体的思考、论述,使人耳目一新。即便目前1997年刑法典大量增加单位犯罪罪种(约有130余种)的情况下,其观点亦给刑法理论与司法实务工作者以启迪,在实在法的意义上,也必将对法人(单位)犯罪立法(包括实体法与程序法)进一步完善有所裨益。鉴于我国立法逐步肯定法人(单位)犯罪的立法现实,高先生在对法人能否成为犯罪主体问题进行研究思考的同时,也就法人(单位)犯罪的立法完善问题作过深入的探讨。

就单位犯罪的立法完善问题,高先生指出,我国法律上规定的单位犯罪的罪种不少,而司法实践中判定单位犯罪的案例却极其鲜见。这至少说明我国立法上对单位犯罪的规定还不够完善。解决这个问题至少应当做到:⑴对单位犯罪加以明确界定。⑵对单位犯罪的罪种范围加以限制。传统上所谓“自然犯”,如杀人、伤害、强奸、抢劫、放火等罪,不可能有单位犯罪。单位犯罪只宜限定为经济犯罪和妨害社会管理秩序罪中的某些犯罪。(3)对单位犯罪一律采取“双罚制”。对单位犯罪的数额起点可高于自然人犯罪的数额起点;但对单位中直接责任人员刑事责任的标准一般应与自然人犯该种罪的刑事责任持平。(')对单位犯罪应采用总则与分则相结合的立法模式。(5)对单位犯罪如何追究刑事责任,应当在刑事诉讼法上作出相应的规定。(《试论我国刑法改革的几个问题》)关于死刑的存废问题自18世纪意大利刑法学家切萨雷贝卡里亚在其名著《论犯罪与刑罚》中首倡废附除死刑以来,死刑存废之争一直持续不断。两百多年来,死刑保留论者和死刑废除论者各执己见,针锋相对,理论上互有消长。

作为一个拥有13亿人口的泱泱大国,中国在死刑存废问题上的态度,无疑将对世界废除死刑运动产生深刻的影响。对此,高先生有着清醒的认识。面对各国日益高涨的废除死刑的呼声,高先生认为,我们既不能盲从,也不能漠视,而必须从中国的实际出发,并关注世界死刑发展的趋势。他认为,根据中国现实的国情、民情和罪情,决不能立即废除死刑。但是,必须坚决贯彻“坚持少杀,防止错杀,严禁乱杀”的死刑政策,尽可能减少死刑,并慎重地适用死刑。为此,他主张对适用死刑的范围和对象,要严格限制;对适用死!2003.2高校理论战线刑的程序,要严格依法;在死刑的执行上,要重视死刑缓期执行制度的运用。针对国际上以死刑为借口,对中国所作的无端攻击,高先生严正指出,中国致力于保护绝大多数人的生命财产不受犯罪侵犯,而不急于为废除死刑而奋斗;社会的文明与进步,不能以是否废除死刑为标志。(《略论中华人民共和国刑法中的死刑》,载国际刑法学协会会刊《国际刑法评论》英文版,我国1979年刑法典在死刑立法上较好地体现了罪种成倍增长。高先生指出,人民民主专政需要有死刑,我国决不废除死刑,但要尽量控制死刑。他主张,刑法典的修改对死刑的设置和限制应有大的动作。一方面重申1979年刑法总则中的有关正确规定:其一,死刑只适用于罪大恶极的犯罪分子,并对“罪大恶极”

具体表述为是指“犯罪性质和后果特别严重,而且犯罪人主观恶性特别大”的情形。其二,死刑不适用于犯罪的时候不满18岁的人和追诉审判的时候怀孕的妇女,删去关于对已满16岁不满18岁的人可以适用决的以外,都应当报请最高人民法院核准。另一方面,在分则条文中要对挂死刑的罪种做出审慎的筛选。死刑应主要适用于危害国家安全、危害国防、危害公共安全、使用暴力严重侵犯人身权利和财产权利的某些故意犯罪以及重大的毒品犯罪和贪利型渎职犯罪。(《试论我国刑法改革的几个问题》)关于定罪的基本理论什么是定罪,定罪的根据是什么,如何处理定罪与犯罪构成的关系,怎样做到正确地定罪,这是近年来刑法学界研究的课题。高先生对这些问题作了较为深入的研究和较为系统的论述。

首先,高先生认为,在定罪的内容上至少包括以下六个方面:(1)确定行为是否构成犯罪,划清罪与非罪的界限。(-)确定行为构成何种犯罪,划清此罪与彼罪的界限。(3)确定行为中所包含的罪数,区分一罪与数罪的界限。(4)确定行为的犯罪层次,区分重罪与轻罪的界限。(5)确定故意犯罪的阶段,进而区分犯罪的完成形态与未完成形态。(6)确定行为是否构成共同犯罪及其表现形式,划清单人犯罪与共同犯罪的界限。(《刑法问题研究》149.62页)其次,高先生认为,关于定罪的基本特征有四:(1)定罪的主体只能是公安机关、检察机关和人民法院。其中,人民法院对公诉和自诉案件,享有最终的定罪决定权。(2)定罪的对象是行为人的行为,而不是人的思想。(3)定罪的根据只能是刑法规定的犯罪构成。

(4)定罪的过程表现为筛选事实、分析构成、确定罪名。(同上书,149162页)再次,高先生认为,犯罪构成是定罪的标准和依据。因此,要正确地定罪,必须坚持“三个有机统一(1)坚持犯罪构成是客观要件和主观要件的有机统一,反对客观归罪和主观归罪。(2)坚持犯罪构成是行为的社会危害性与行为人的人身危险性的有机统一,特别要注意人身危险性在定罪中的作用,把握反映人身危险性的罪前表现、罪中表现和罪后表现。(3)坚持犯罪构成法律规定和司法实践的有机统一,要善于运用法律规定的犯罪构成,去处理具体的刑事案件。(同(九)关于一罪与数罪的区分问题什么是一罪,什么是数罪,区分一罪与数罪的标准是什么,在刑法理论中是一个众说纷纭的问题。针对上述区分罪数的各种观点,高先生认为,对一罪与数罪的区分,必须采用统一的原则,不能简单地采用客观标准或主观标准,也不能有时采用客观标准,有时采用主观标准。否则,不仅无助于正确地区分一罪与数罪,反而会徒增罪数判断上的混乱。因此,上述三种学说均不足取。基于这种认识他认为,我国刑法学在罪数的区分上,必须坚持主客观相统一的犯罪构成理论,以犯罪构成的个数为标准,来区分一罪与数罪。

具备一个犯罪构成的为一罪,具备两个以上犯罪构成的为数罪。详言之,基于一个犯罪故意或过失,实施了一个危害行为,触犯一个罪名的,是一罪;基于两个以上的故意或过失,实施了两个以上的危害行为,触犯两个以上罪名的是数罪。(同上书,2524页)为了进一步研究一罪中的复杂形态,高先生把一罪划分为三大类:一是行为在刑法上规定为一罪或者处理时作为一罪的情况,即通常所说的法定的一罪或裁判的一罪,这种一罪形态包括继续犯、想像竞合犯和加重结果犯。二是数行为在刑法上规定为一罪的情况,包括惯犯和结合犯。三是数行为在处理时作为一罪的情况,包括连续犯、牵连犯和吸收犯。

关于牵连犯问题,高先生也给予了较多的关注。

牵连犯是指以实施某一犯罪为目的,而犯罪的方法行为或结果行为又触犯了其他罪名的犯罪形态。成立牵连犯必须具备下列特征:(1)实施了数个犯罪行为;(2)实施的数个行为触犯的是不同的罪名;(3)数个犯罪行为之间具有牵连关系。(《论牵连犯的几个问关于如何判断数个犯罪行为之间是否具有牵连关系,在中外刑法理论上众说不一。高先生认为,所谓有牵连关系,是指行为人所实施的数个犯罪之间具有方法与目的或原因与结果的密切关系。也就是说,数个犯罪行为表现为目的行为、方法行为或结果行为,以目的行为为轴心,方法行为是为实现目的行为服务的,结果行为是由目的行为派生引起的。按时间顺序说,方法行为在前,目的行为在次,结果行为在后。对牵连关系的判断,必须坚持主客观相统一的原则。如果从客观上看,方法行为与目的行为或者目的行为与结果行为之间,具有事实上的密切联系;从主观上看,行为人对数行为有统一的犯意,就可以认为它们之间具有牵连关系。(同上)关于牵连犯的定罪量刑问题,高先生认为,牵连犯是裁判上的一罪,而不是一般的实质上的数罪。因此,对牵连犯应当''从一重处断“,即按重的罪从重处罚,而不能实行数罪并罚。所谓从重处罚,是指应当在重罪的法定刑幅度内适当从重,而不是一律判处法定最高刑。如果重罪没有附加刑,而轻罪有附加刑,从牵连犯的整体性考虑,在判处重罪的主刑的同时,应附加适用轻罪的附加刑。在重罪的最低法定刑低于轻罪的最低法定刑时,不能判处低于轻罪最低法定刑的刑罚,否则就有悖于''从一重处断”的原则。在对牵连犯量刑时,无论是重罪的法定情节,还是轻罪的法定情节,都要予以综合考虑。总之,对牵连犯的处罚,既要与单纯的一罪严格区别,又要与一般的数罪并罚有显著不同。(同上)关于牵连犯的存废问题,高先生认为,牵连犯宜存不宜废。并针对主张废除牵连犯的学者所持的论据,进行了反驳:(1)取消牵连犯已成为一种''立法趋势“,是夸大其词。因为明确在刑法上规定牵连犯的,本来就只有个别国家和地区。而这些国家和地区,没有一个从立法上取消牵连犯。至于尚未明确提出牵连犯的国家和地区,不等于就否认牵连犯的存在。(2)我国刑事立法和司法解释倾向于对牵连犯实行数罪并罚,没有充分的根据。因为,从历史和现状看,刑事立法和司法解释并非倾向于对牵连犯数罪并罚,而是有时''从一重处断”,有时数罪并罚。(3)牵连犯实际是想像竞合犯、吸收犯或典型的数罪,是有意混淆不同犯2003.2高校理论战线!

罪形态的界限,毫无根据地否定牵连犯本身的客观性和独立性。因此,牵连犯有其独立存在的价值。主张取消牵连犯的观点,是轻率的和不科学的。(同上)(十)关于刑事责任基本原理刑事责任问题曾是我国刑法学界研究比较薄弱的课题,但它在刑法学体系中的地位,则不容忽视。高先生是国内刑法学界较早从事刑事责任问题研究的学者之一,并有多篇专论问世,在学界产生了较大影响。

关于刑事责任的概念,我国刑法论著中众说纷纭,大体上存在法律责任说、刑事追究和刑罚处罚说、刑事义务说、否定评价(谴责、责难说、法律后果说以及心理状态说等几种主张。高先生对上述种种说法进行过精辟的评析,他认为,这些说法各有优点,但也各有不足。在他看来,刑事责任应从两个方面来理解:从行为人方面说,刑事责任就是行为人对违反刑事法律义务的行为(犯罪所引起的刑事法律后果(主要表现为刑罚的形式的一种能提供衡量标准的刑事实体性义务。从国家方面来说,刑事责任就是国家对实施刑事违法行为即犯罪行为的人的一种否定评价。具体地说,就是国家司法机关依照刑事法律规定,对实施犯罪的人所作的一种否定的道德政治评价。据此,刑事责任就是指:行为人对违反刑事法律义务的行为所引起的刑事法律后果能提供衡量标准的、体现国家对行为人否定的道德政治评价的刑事实体性义务。刑事责任与其他法律责任的区别在于:追究刑事责任的主体,只能是国家司法机关;承担刑事责任的主体,只能是犯罪人;追究刑事责任必须通过法定的刑事诉讼程序;刑事责任的一般法律后果是对犯罪人判处刑罚。

(同上关于刑事责任的基础或根据问题,高先生从两个方面进行了论证。首先,刑事责任的哲学理论根据,在于马克思主义的决定论。其次,刑事责任的法律事实根据在于行为符合刑法规定的具体犯罪构成。刑事责任的法律事实根据是否仅仅是犯罪构成或犯罪行为,而不包括其他案情事实所体现的社会危害性呢,对此,高教授进一步指出,说犯罪构成或犯罪行为是刑事责任的法律事实根据,是指只有犯罪构成或实施犯罪行为才为一个人承担刑事责任提供了基础(或根据,而别的什么都不能起这个决定作用。至于在刑事责任的存在问题解决以后,还要解决刑事责任的

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